Northwest Bancorp, Inc. Independence , OH 44131
Posted 2 weeks ago
The Audit Team Lead is responsible for gathering, reviewing, and analyzing internally and externally generated guidance/documentation to assist Audit Management while ensuring that all key risks and critical policies are identified and considered for business audits. This position will review, trace, and summarize results against samples for proper evidence and present results to department manager and auditors. The Audit Team Lead will ensure comprehensive coverage of audit engagements, from start to finish, inclusive of scoping and follow up activities.
Essential Functions
Knowledge of BancAudit/Nautilus/CBS/Data Analysis Tool/Audit Management Software
Timekeeping/updating schedule of whereabouts during audits
Meet departmental continuing education requirements and proactively seeking relevant education and training opportunities
Familiar with Northwest documentation/processes/procedures
Develop scope, audit objectives, and program based on assessed risk of subject matter
Determine staffing requirements for Audit
Produce plan for completing field work
Plan audit approaches under the direction of the audit supervisor
Oversee/collect of specific samples/data
Oversee/record detailed information/data from samples
Ensure document and data integrity
Check results (findings) against samples for proper evidence
Oversee/compile working papers as appropriate
Summarize results/findings
Analyze results as related to Northwest
Prepare meeting materials (soft, and final exits)
Present relevant findings appropriately to department manager and auditors
Produce various audit reports/management letters
Perform special reviews at the request of management
Appraise adequacy of the corrective action taken to improve deficient conditions
Obtain and analyze evidence, ensure audit conclusions are well-documented
Identify and communicate issues raised, recommend solutions relevant to business units and risk management
Research and interpret relevance of specific regulations along with assessing document and data integrity
Determine required audits for relevant segment/special projects
Self-learn/maintain extensive knowledge of Northwest's Risk Appetite Policy, Board of Director Reports, Board of Director and Bank-Level Committee packages, SOX internal control narratives and test scripts, Call Reports and supporting schedules, Business Unit Risk Assessments
Ensure compliance with Northwest's policies and procedures, and Federal/State regulations
Navigate Microsoft Office Software, computer applications, and software specific to the department in order to maximize technology tools and gain efficiency
Education+ Experience preferred
Bachelor's Degree Accounting or Finance
5 - 6 years Bank auditing experience or
5 - 6 years General business-related experience
Candidate must possess extensive knowledge of and be fluent in the review of, but not limited to regulatory exam reports, compliance reports, third party risk associated with various business units Extensive
The pay range for this position is generally $68,000 - $95,000. Actual pay is based on various factors but not limited to the successful candidate's experience, skill, and knowledge. Additional bonus earning opportunities and benefits are also available.
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Northwest Bancorp, Inc.