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A risk manager role in the 1st line of defense responsible for ensuring all open issues identified by banking regulators, internal audit, corporate compliance and management that are assigned to Financial Management of the Americas (FMA) are actively managed, remediated, and closed. This role will also include the production of issues reporting to senior management.
Manage the independent review and challenge of open issues closure requests by FMA managers and executives. Ensure integrity of issue closure requests prior to BURM and senior management review and approvals for submission to Internal Audit and Regulatory Affairs and regulators
Understand risks and controls, root cause analysis of control deficiencies, audit and regulatory issues. Ensure remediation and supporting evidence is appropriate and timely. Provide feedback to managers
Provide training and guidance to FMA business line managers and issue owners
Track and monitor remediation progress across all Finance business units. Provide periodic updates to the Business Unit Risk Manager, some working committees, and senior management
Work with the Business Unit Risk Manager team and the FMA organizational units to drive efficient and effective issue closures across Financial Management of the Americas
Prepare periodic open issue management (OIM) reporting for Financial Management of the Americas for review by the Business Unit Risk Manager and senior management in preparation for Executive of Committee of the Americas
Manage quality assurance related to open issues management reporting
Ad-hoc reporting for issues management
Establish strong working relationships with FMA Business Unit Risk Manager and the SF/LA/Tempe team
Manage relationships with 1st line of defense business managers across Financial Operations of the Americas and other Business Unit Risk Management teams
Build relationships with 2nd line of defense colleagues of the Risk Management of the Americas organization
Manage relationships with 3rd line of defense and external stakeholders including Internal Audit of the Americas and the Regulatory Affairs Office and banking regulators.
Union Bank, N.A.