Audit Manager, ICG Conduct And Supervision

Citigroup Inc. Tampa , FL 33602

Posted 2 months ago

  • Primary Location: United States,Florida,Tampa

  • Education: Bachelor's Degree

  • Job Function: Audit

  • Schedule: Full-time

  • Shift: Day Job

  • Employee Status: Regular

  • Travel Time: Yes, 10 % of the Time

  • Job ID: 18071446

Description

About Citi

Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients.

Citi's Mission and Value Proposition explain what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn and maintain our clients' and the public's trust by constantly adhering to the highest ethical standards and making a positive impact on the communities we serve. Our Leadership Standards is a common set of skills and expected behaviors that illustrate how our employees should work every day to be successful and strengthens our ability to execute against our strategic priorities.

Diversity is a key business imperative and a source of strength at Citi. We serve clients from every walk of life, every background and every origin. Our goal is to have our workforce reflect this same diversity at all levels. Citi has made it a priority to foster a culture where the best people want to work, where individuals are promoted based on merit, where we value and demand respect for others and where opportunities to develop are widely available to all.

Internal Audit is a global organization of 2000 professionals covering Citi's global businesses and service to clients and customers in over 180 countries. Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe.

Job Purpose:

This role executes and directs the timely delivery of high quality, value added audit assurance work covering a portfolio of Global Markets businesses with particular focus on risks and controls relating to conduct and supervision.

This is a role focusing on leading the audit coverage for Global Markets businesses, with a particular focus on Markets-wide initiatives, remediation projects, risk assessment, annual planning, business monitoring, audit execution and reporting for thematic Markets supervision and conduct issues.

Key Responsibilities:

  • Develops and executes Audit Assurance deliverables covering supervision and conduct controls across Markets businesses, in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies.

  • Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation, as well as reviews and approves Business Monitoring Quarterly Summaries.

  • Manages audit activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the audit annual plan.

  • Applies in-depth level of expertise in one or more of the corporation's businesses and leverages this knowledge into a leadership role in one or more teams.

  • Proactively advances integrated auditing concepts and use of technology.

  • Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget.

  • Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer, Markets or Investment Banking, technology management; project/program management; regulatory compliance or supplier management.

  • Leads the professional development of Internal Audit staff.

  • Develops effective senior line management relationships and has a strong understanding of the businesses.

  • Applies an in-depth understanding of the inter-relationships of business and support units throughout the corporation and how they impact the overall control environment and the audit approach.

  • Uses excellent communication skills in order to influence a wide range of internal audiences including respective product, function, or regional executive management partners. May negotiate internally often at higher levels on matters which will have a major impact on the area managed.

  • Demonstrates strong judgment, political astuteness, and sensitivity to cultural diversity.

  • Possesses strong project management and interpersonal skills, makes sound decisions, exhibiting initiative and intuitive thinking. Consulted often by others for advice and opinions and recognized as a leadership role model.

  • Participates in major business initiatives and pro-actively advises and assists the business on change initiatives.

  • Frequently involved in matters that require complex judgments and solutions based on sophisticated analytical thought such as identifying solutions for a variety of complex and novel audit control issues.

  • Analyses reporting findings; Recommends appropriate interventions where needed. Proposes creative and pragmatic solutions for risk and control problems. Partners with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues.

  • Serves as lead reviewer for all types of reviews.

Qualifications

  • BA/BS or equivalent. Related certifications (CA, CPA, CFA, CIA or similar) are a plus.

  • Similar experience in a related role covering risk and controls assurance with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables.

  • Demonstrates experience in executing challenging audits and controls testing work within a matrix reporting environment.

  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Capital Markets products, especially those associated with the Markets business (FX, Fixed Income, Credit Markets, Global Securitized Markets, Municipal Securities, Commodities, G10 Rates and Money Market).

  • Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style.

  • Strong interpersonal skills for interfacing with all levels of internal and external audit and management.

  • Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience.

Valuing Diversity:

Demonstrates an appreciation of a diverse workforce. Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success.


icon no score

See how you match
to the job

Find your dream job anywhere
with the LiveCareer app.
Mobile App Icon
Download the
LiveCareer app and find
your dream job anywhere
App Store Icon Google Play Icon
lc_ad

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Senior Auditor ICG Conduct And Supervision

Citigroup Inc.

Posted 2 months ago

VIEW JOBS 3/13/2019 12:00:00 AM 2019-06-11T00:00 * Primary Location: United States,Florida,Tampa * Education: Bachelor's Degree * Job Function: Audit * Schedule: Full-time * Shift: Day Job * Employee Status: Regular * Travel Time: Yes, 10 % of the Time * Job ID: 18064246 Description About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. Citi's Mission and Value Proposition explain what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn and maintain our clients' and the public's trust by constantly adhering to the highest ethical standards and making a positive impact on the communities we serve. Our Leadership Standards is a common set of skills and expected behaviors that illustrate how our employees should work every day to be successful and strengthens our ability to execute against our strategic priorities. Diversity is a key business imperative and a source of strength at Citi. We serve clients from every walk of life, every background and every origin. Our goal is to have our workforce reflect this same diversity at all levels. Citi has made it a priority to foster a culture where the best people want to work, where individuals are promoted based on merit, where we value and demand respect for others and where opportunities to develop are widely available to all. Internal Audit is a global organization of 2000 professionals covering Citi's global businesses and service to clients and customers in over 180 countries. Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. Job Purpose: This role executes and directs the timely delivery of high quality, value added audit assurance work covering a portfolio of Global Markets businesses with particular focus on risks and controls relating to conduct and supervision. This is a Senior Auditor role focusing on leading the audit coverage for Global Markets businesses, with a particular focus on Markets-wide initiatives, remediation projects, risk assessment, annual planning, business monitoring, audit execution and reporting for thematic Markets supervision and conduct issues. Key Responsibilities: * Executes Audit Assurance deliverables covering supervision and conduct controls across Markets businesses, in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies. * Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation, as well as supporting business monitoring deliverables. * Works on potentially complex and critical sections of audit engagements, including developing testing strategy, executing audit assurance programs and drafting and reporting control issues. * Possesses a good understanding of Internal Audit standards and knowledge of Global Markets activities. * Develops effective stakeholder relationships and demonstrates understanding of the inter-relationships of business and support units throughout the corporation and how they impact the overall control environment. * Uses excellent communication skills in order to influence a wide range of internal audiences including respective product/ function partners. * Demonstrates strong judgment, political astuteness, and sensitivity to cultural diversity. * Possesses good project management and interpersonal skills, makes sound decisions. * Analyses reported findings; recommends appropriate interventions and improvements where needed. * Proposes creative and pragmatic solutions for risk and control problems. Partners with internal audit and business colleagues to develop approaches for addressing broader corporate emerging issues. Qualifications * BA/BS or equivalent. Related certifications (CA, CPA, CFA, CIA or similar) are a plus. * Similar experience in a related role covering risk and controls assurance with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables. * Demonstrates experience in executing challenging audits and controls testing work within a matrix reporting environment. * Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style. * Strong interpersonal skills for interfacing with all levels of internal and external audit and management. * Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience. Valuing Diversity: Demonstrates an appreciation of a diverse workforce. Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success. Citigroup Inc. Tampa FL

Audit Manager, ICG Conduct And Supervision

Citigroup Inc.