Audit Manager / Enterprise Technology - Infrastructure Audit Team

Wells Fargo Charlotte , NC 28201

Posted 2 months ago

Job Description:

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.

At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Internal Audit conducts audits and reports the results of our work to the Audit & Examinations Committee of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent and diverse team. As a business partner, Audit helps the Company accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes.

Wells Fargo Audit Services is looking to fill an IT Audit Manager position within our Enterprise Technology Audit Group, to perform audits of Wells Fargo's technology infrastructure.

The Enterprise Technology Audit Group is comprised of four teams responsible for IT Governance, Information Security, Infrastructure, and CIO Applications. The Infrastructure team is looking to fill two Audit Manager positions to support the coverage of Wells Fargo's core technology environments (e.g., Distributed, Midrange, Mainframe, Database, and Data Centers) and enterprise service processes (e.g., IT Asset Management, Change Management, and Disaster Recovery).

As an Audit Manager on the Enterprise Technology Infrastructure Audit team you will play an important and dynamic role in building high-performing teams, connecting with our business partners and regulators, and executing the audit plan. You will monitor the business to identify key emerging risks, and will also support team member development and engagement.

Specific Duties:

  • Participates and leads execution of the audit process to conduct tests of internal controls. Exhibits an understanding of the technical infrastructure.

  • Develops and applies effective project leadership skills pertaining to information technology audit engagements regarding notification, task assignment and monitoring, project pacing and control.

  • Leads audits that are generally moderate to significant in size and complexity.

  • Typically leads several engagements during any given period, including audits and other monitoring projects.

  • Demonstrates knowledge in one or more critical areas of technology including operating systems, data centers, key technology support processes, and information security.

  • Provides performance feedback and coaching to less experienced auditors

  • Demonstrates professional skepticism.

  • Presents audit results in an objective and unbiased manner.

  • Writes opinions that lead to logical conclusions.

  • Escalates significant risks and loss exposures to the appropriate levels of management.

Required Qualifications

  • 2+ years of leadership experience
  • 7+ years of experience in one or a combination of the following: audit, control testing, control and risk identification, or audit analysis demonstrated through work or military experience

Desired Qualifications

  • Ability to execute in a fast paced, high demand, environment while balancing multiple priorities

  • Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important

  • Excellent verbal, written, and interpersonal communication skills

  • Good analytical skills with high attention to detail and accuracy

  • Outstanding problem solving and analytical skills with ability to turn findings into strategic imperatives

  • Solid problem solving skills

  • Strong organizational, multi-tasking, and prioritizing skills

  • Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation

  • A BS/BA degree or higher

  • Experience at a financial institution or accounting firm

  • Understanding of financial regulatory environment

  • Solid knowledge and understanding of audit or risk methodologies and supporting tools

Other Desired Qualifications

  • Demonstrate professional skepticism and exercise superior judgment when evaluating the business impact and significance of audit findings.

  • Develop valuable and trusting relationships with Wells Fargo business partners. Escalate significant risks and loss exposures to the appropriate levels of management.

  • Experience performing risk assessments and/or audits of third party technology and information security risks.

  • Knowledge of industry frameworks (e.g., COBIT, ISO 2700x, ITIL, NIST Cybersecurity Framework, SANS Top 20 Critical Security Controls).

  • High - energy self-starter who thrives in large, complex environments and challenging situations; must have the ability to adapt to change quickly and adjust work in a positive, professional manner; ability to work in a dynamic environment with multiple time constraints.

  • Experience leading technology and disaster recovery audits by assessing risks in business context related to the technologies and IT management processes.

Job Expectations

  • Ability to travel up to 10% of the time

Street Address

CO-Denver: 1700 Lincoln St

  • Denver, CO

AZ-PHX-Central Phoenix: 100 W Washington St

  • Phoenix, AZ

IA-West Des Moines: 1776 Westlakes Pkwy

  • West Des Moines, IA

MN-Minneapolis: 600 S 4th St

  • Minneapolis, MN

PA-Philadelphia: 1 S Broad St

  • Philadelphia, PA

NC-Charlotte: 1525 W Wt Harris Blvd

  • Charlotte, NC

NC-Charlotte: 301 S College St

  • Charlotte, NC

TX-San Antonio: 4101 Wiseman Blvd

  • San Antonio, TX

MO-Saint Louis: 1 N Jefferson Ave

  • Saint Louis, MO

Disclaimer

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

icon no score

See how you match
to the job

Find your dream job anywhere
with the LiveCareer app.
Mobile App Icon
Download the
LiveCareer app and find
your dream job anywhere
App Store Icon Google Play Icon
lc_ad

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Senior Audit Manager / Enterprise Technology CIO Audit Team

Wells Fargo

Posted 1 week ago

VIEW JOBS 11/17/2020 12:00:00 AM 2021-02-15T00:00 Job Description Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application. At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Internal Audit conducts audits and reports the results of our work to the Audit & Examinations Committee of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent and diverse team. As a business partner, Audit helps the Company accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes. The Role This Senior Audit Manager will report to an Audit Director and will be accountable in developing a comprehensive multi-year coverage strategy for his/her portfolio. Key responsibilities for this leader are the following: * Delivery of quality and timely completion of his/her audit portfolio and other defined objectives. * Plan and organize work strategically and ensure audit engagements are risk-based and executed according to IA policies and guidance. * Provide credible challenge to key stakeholders and manage audit coverage that meets heightened regulatory expectations. * Provide guidance and oversight to IA team-members to ensure coverage is well planned, executed, and reported in accordance with IA methodology. * Accountable for management of issues to ensure timely tracking, monitoring, and resolution. * Work across IA teams and with senior leaders within IA and our business lines building strong partnerships. * Be recognized as Subject Matter Expert in his/her portfolio. * Develop a comprehensive understanding of inherent risk and processes that manage risk at Wells Fargo. * Evaluate current audit approaches and practices, providing thought leadership on industry best practices and regulatory changes, and driving continued maturation and evolution of the audit function. * Identifying thematic risk trends observed across the enterprise for purposes of influencing strategic control direction and process maturity. * Represent the ETAG Audit team as a highly engaged, visible, and influential leader. * Seek continuous quality improvement and efficiency in the execution of audit work. The Team: Enterprise Technology Audit Group Our Enterprise Technology Audit Group (ETAG) is seeking two Senior Audit Managers (SAM) who will provide leadership in the audit coverage of Enterprise Technology with a focus on data (i.e. Big Data/Data Lakes) and Capital Markets, Wealth Management, Anti-Money Laundering, Financial Crimes, Treasury Management and Payment Technology. We are building an Audit Team of the future and looking for talent and leaders to join us on our journey! The Candidate The successful candidate will demonstrate experience leading and coaching audit teams and have a strong understanding in second line risks for the Bank. They will be an effective builder and leader of high performing teams focused on driving business results through collaborative leadership and team member engagement. They must be able to keep up with fast-paced organizational change; managing and mentoring team members through that change; contribute to Internal Audit and ETAG strategies with a One Wells Fargo lens; and further the strong risk management culture of Wells Fargo. Must be able to demonstrate and lead the team with flexibility and resiliency that is both adaptable and supportive of change. This leader must also be capable of initiating action and possess strong execution and relationship management skills across all levels and functions, as well as with the regulators. Candidate must possess a strong working knowledge of applicable regulations to the bank. A key differentiator for this talent will be the ability to understand and operate successfully in a complex, heavily matrixed corporate environment. The role requires a sense of urgency, passion for excellence and results, and personal accountability for achievement and outcomes. As an Employee Manager, you are expected to achieve success by leading yourself, your team, and the business. Specifically you will: * Lead your team with integrity and create an environment where your employees feel included, valued, and supported to do work that energizes them. * Accomplish management responsibilities which include sourcing and hiring talented employees, providing ongoing coaching and feedback, recognizing and developing employees, identifying and managing risks, and completing daily management tasks. Required Qualifications * 8+ years of experience in one or a combination of the following audit or risk functions: leading teams covering risk identification, mitigation and management (includes audit, legal, operational risk, compliance risk, credit risk, market risk, technology risk, or the management of a process or business with accountability for risk.) * 2+ years of management experience Desired Qualifications * Experience at a financial institution or accounting firm * A BS/BA degree or higher * Leadership experience * Solid knowledge and understanding of audit or risk methodologies and supporting tools * Strong understanding of financial regulatory environment * Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation * Excellent verbal, written, and interpersonal communication skills * Strong organizational, multi-tasking, and prioritizing skills * Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important * Ability to execute in a fast paced, high demand, environment while balancing multiple priorities * Solid problem solving skills Other Desired Qualifications * Solid understanding of Institution of Internal Audit (IIA) standards, regulatory requirements, and industry guidelines. * Strong understanding of running the operations of a technology department in a changing environment * Working Knowledge of APIs, CI/CD and Application Security. * Bachelor's Degree in Information Technology, Computer Science or Related Area * Experienced in the Audit of Enterprise Technology, Big Data/Data Lakes, Capital Markets, Wealth Management, Anti-Money Laundering, Financial Crimes, Treasury Management and Payment Technology. * Ability to perform integrated, vertical, and horizontal audits. * Be able to maintain credible, collaborative and influential relationships with senior management, other risk and regulatory relations organizations, and regulatory agencies * Proven record of accomplishment in efficiently and effectively delivering audits Job Expectations * Ability to travel up to 25% of the time Street Address NC-Charlotte: 301 S College St - Charlotte, NC CO-Denver: 1700 Lincoln St - Denver, CO IA-West Des Moines: 1776 Westlakes Pkwy - West Des Moines, IA MN-Minneapolis: 600 S 4th St - Minneapolis, MN AZ-PHX-Central Phoenix: 100 W Washington St - Phoenix, AZ PA-Philadelphia: 1 S Broad St - Philadelphia, PA TX-San Antonio: 4101 Wiseman Blvd - San Antonio, TX CA-SF-Financial District: 420 Montgomery - San Francisco, CA MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO NC-Charlotte: 1525 W Wt Harris Blvd - Charlotte, NC NY-New York: 150 E 42nd St - New York, NY Disclaimer All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act. Relevant military experience is considered for veterans and transitioning service men and women. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation. Wells Fargo Charlotte NC

Audit Manager / Enterprise Technology - Infrastructure Audit Team

Wells Fargo