Sorry, this job is no longer accepting applications. See below for more jobs that match what you’re looking for!

Associate Financial Advisor

Expired Job

South State Bank Charlotte , NC 28201

Posted 2 months ago

The Associate Financial Advisor provides support to financial consultants in the growth, development and servicing of investment clients, as well as managing a book of assets.

Essential Duties/Responsibilities:
It is the responsibility of the Associate Financial Consultant to take ownership and be proactive in servicing of existing relationships and prospective client relationships. Must be well versed in all aspects of broker/dealer systems and technology, products and services. Additional responsibilities include taking ownership of all tasks and challenges that they encounter in the operation of their assigned position.

  • Provides assistance to the financial consultant maximizing sales results while minimizing their time spent on administrative and operational tasks.

  • Is well versed in all broker/dealer technology, compliance, advisory alerts, investment products, services and solutions and be able to assist customers in all aspects of the conduct and servicing of their relationship.

  • Assists the financial consultant with increasing sales and overall productivity.

  • Ensures the efficient ongoing operations of the financial consultant by:

o Managing, coordinating and maintaining appointment and referral opportunities, providing assistance in the scheduling of appointments and follow up tickler system for the financial consultant.

o Assisting in the development of additional referrals through their assigned banking partners.

o Providing the necessary administrative and operational support to the financial consultant, including processing of all necessary documentation, checks and other relevant documentation.

o Working directly with clients and assisting clients in the servicing of their relationship.

o Taking direction, within regulatory limitations, based on FINRA licensure, from the financial consultant in receiving and processing orders with the broker/dealer on behalf of the client.


  • Take an existing book of investment business and grow assets under management.

  • Develop and work leads received from branch personnel.

  • Look for opportunities to increase knowledge; work to increase responsibility; and strive to achieve goals.

  • Complete assigned training and within designated time frame.

Other Duties:

  • Accepts other duties as assigned.

The duties and responsibilities listed above may be revised at any time within the sole discretion of South State Investment Services without advance notice to or the consent of the employee.

Education: College Degree required.

Experience: Three to five years previous investment services experience preferred. FINRA licenses 6, 63, 65, 7 required.

Must be highly organized and a self-starter, excellent PC skills, including Word and Excel. Is expected to possess the ability to identify, research and solve problems quickly and accurately, ability to interact with co-workers, broker/dealer, referral sources and customers in a highly professional manner. Ability to listen effectively, learn quickly and prioritize work, ability to work with minimal supervision, ability to shift quickly to new tasks when priorities change

Training Requirements/Classes: PC Navigator, LPL Branchnet, Word, Excel and Powerpoint.

Physical Demands/Work Environment: Must be able to stand and/or sit for long periods of time. Must be able to effectively access and interpret information on computer screens, documents, and reports.

  • Notice: South State Bank is an equal employment opportunity employer and is committed to providing employment opportunities to protected groups including veterans and disabled individuals. Please view the Equal Employment Opportunity Postershere and Pay Transparency Policy here.

Apply On-lineSend This Job to a Friend

See if you are a match!

See how well your resume matches up to this job - upload your resume now.

Find your dream job anywhere
with the LiveCareer app.
Download the
LiveCareer app and find
your dream job anywhere

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Financial Advisor

New York Life

Posted 1 week ago

VIEW JOBS 11/1/2018 9:07:11 PM 2019-01-30T21:07 <p>Change the lives and the financial outlook of our clients one suggestion at a time, as our next Financial Advisor. Your skills will be instrumental in aiding clients with proper wealth and asset management, developing financial solutions and determining specific insurance needs. You will deliver personalized investment solutions to help clients work toward their long-term financial goals.<br />  </p> <p><strong>Responsibilities:</strong></p> <ul> <li>Advise clients on investment strategies and other financial decisions</li> <li>Assess clients' assets, liabilities and overall financial conditions</li> <li>Prepare presentations that recommend various financial products</li> <li>Review and communicate portfolio performances to clients</li> <li>Network and build relationships with new and existing client base</li> </ul> <p>​<strong>Qualifications:</strong></p> <ul> <li>Bachelor's Degree preferred</li> <li>Previous experience in banking, financing, or other related fields</li> <li>Highly motivated and self-disciplined to work with peers or individually</li> <li>Ability to build rapport with clients</li> <li>Strong analytical and critical thinking skills</li> <li>Excellent written and verbal communication skills</li> <li>Obtain state insurance licenses with required lines of authority (life, health & variable contracts) prior to the sale of insurance products and obtain and maintain Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations.</li> </ul> <p> </p> New York Life Charlotte NC

Associate Financial Advisor

Expired Job

South State Bank