Associate Compliance Analyst
Risk Management, Compliance, & Governance
Performs activities such as compliance tracking, metrics analysis, research internal and external websites and reporting. Ensures individual compliance procedures and policies are followed and documented appropriately.
Supports Compliance Manager(s) and Sr. Analyst in data maintenance activities and operating the defined processes based on manuals and guidance. May support Compliance Representatives on routine matters.
Illustrative Duties and Responsibilities
Performs various quality reviews and updates compliance information systems with data pertaining to compliance subjects.
Reviews emails and analyzes client responses to determines procedural steps to take based on the compliance status.
Run various processes and prepare source data files with the supervision and oversight from Compliance Manager(s) and Sr. Analyst.
Create ad hoc reports using MS Excel and MS Excel functions, pulling content from multiple systems.
Performs other job-related duties as assigned including meeting notes, scheduling calls, excel v-lookups, pivot tables, charts & reporting.
Data analysis and reporting that may pertain to other subject matter as needed.
Required Technical Skills
Proficient Microsoft Office skills; strong EXCEL skills; SQL skills beneficial.
Technical aptitude with MS SharePoint, Salesforce, and ServiceNow beneficial.
Written and verbal communication skills.
proficient in written and verbal communications.
Education & Experience
Bachelor's Degree required
Mathematics or similar quantitative major preferred
One year of related experience preferred
Prefer strong Excel, Access database, PowerPoint, documentation, data quality and research experience.
Prior compliance monitoring experience a plus.
As used in this posting, "Deloitte" means Deloitte Services LP, a subsidiary of Deloitte LLP. Please see www.deloitte.com/us/about for a detailed description of the legal structure of Deloitte LLP and its subsidiaries.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.
Requisition code: E19NATSSPEPE096-CL4
Deloitte & Touche L.L.P.