Anti-Money Laundering (Aml) Supervisor- Complex Investigations Unit, Special Investigations Unit

Capital One Wilmington , DE 19801

Posted 3 days ago

802 Delaware Avenue (18052), United States of America, Wilmington, Delaware

At Capital One, we're building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Anti-Money Laundering (AML) Supervisor- Complex Investigations Unit, Special Investigations Unit

The Anti-Money Laundering (AML) Sr. Investigator II supervises various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education. Additional responsibilities will include:

  • Operational Management & Training: Supervise daily workflow and operational metrics of AML Operations team. Daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas.

  • Policy & Procedure Impact: Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units.

  • Quality Assurance: Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews or other AML process.

  • Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis.

  • Industry Knowledge:
    Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.

Basic Qualifications:

  • High School Diploma, GED or equivalent certification, or Military experience.

  • At least 2 years of AML (Anti-Money Laundering) experience within financial services.

  • At least 1 year of people management experience

Preferred Qualifications:

  • 4 years of AML experience within financial services

  • Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification

  • 2 years of people management experience

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.


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Anti-Money Laundering (Aml) Supervisor- Complex Investigations Unit, Special Investigations Unit

Capital One