AML Sr. Investigator I, Ciu- Account Closing

Capital One New Orleans , LA 70130

Posted 5 days ago

Place St Charles (37701), United States of America, New Orleans, Louisiana

AML Sr. Investigator I, CIU- Account Closing

Job Title: Anti-Money Laundering (AML) Sr Investigator I

Level: Associate

Department: CIU - Account Closing

Job Description:

The Anti-Money Laundering (AML) Sr. Investigator I will join the CIU's Account Closing team to assist with performing investigations stemming primarily from Transaction Monitoring Operations and List Screening Operations referrals.


  • Review system generated and manually created closing alerts to determine if subjects present undue amounts of AML risk requiring account closure and hotlisting

  • Execute, if applicable, risk mitigation outreach to the Line of Business

  • Utilize internal and external research during investigations

  • Document case investigative results in written format

  • Write case summaries in a clear, concise manner and in accordance with regulations and time limitations

  • Communicate case findings, process improvement ideas, and other issues to management in a professional and timely manner

  • Support team supervisors in executing special projects and responsibilities as needed

  • Work with peers on the Account Closing team and across other AML departments in an effective and professional manner

Basic Qualifications:

  • 1 year of AML investigative experience, or 1 year of compliance experience

  • High School Diploma, GED, Equivalent certification or military experience

Preferred Qualifications:

  • 3 years of investigative experience, or 3 years of compliance experience

  • CAMS or CFE certifications

  • Bachelor's Degree

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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AML Sr. Investigator I, Ciu- Account Closing

Capital One