Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitorin...
The Principal Investigator, Specialist Teams, conducts high complexity routine and special investigations of FINRA member firms; ...
The Associate Principal Analyst is responsible for supporting the Senior Director, Strategic Engagements and Publications by enab...
Under general direction from Cyber and Information Security (CIS) Leadership, the Director of Application Security Engineering ov...
FINRA's National Cause Program (NCP) is charged with the investigation of cause matters involving potential fraud or other seriou...
This is an exciting opportunity to join our Membership Application Program (MAP). MAP is a vital program within Member Supervisio...
The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investiga...
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is respons...
An Alternative Net Capital (ANC) Specialist Manager has a responsibility to plan, supervise and conduct examinations to assess me...
The Market Regulation and Transparency Services ("MRTS") Communications Specialist is primarily responsible for supporting the pl...