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Associate Principal Investigator, Enforcement
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427FINRA's Department of Enforcement (Enforcement) is tasked with investigating potential FINRA Rules and securities law violations ...
Posted 4 days ago -
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Financial Reporting Analyst Senior
Amerant Bank Miramar, FL Broward County, FLThis position supports the process of: (i) compliance with periodic financial reporting requirements of Federal banking regulator...
Posted 2 days ago -
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Principal Analyst, Risk Monitoring - Any Finra Location
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitorin...
Posted 4 days ago -
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Associate Principal Risk Monitoring Analyst - Any Finra Location
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitorin...
Posted 1 week ago -
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Securities Attorney
Berger Singerman LLP Fort Lauderdale FL, 33301We are seeking to expand our Corporate, Securities and M&A Practice Group with the addition of a highly qualified and motivated a...
Posted 7 days ago -
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Senior Vice President, Cyber Security Cloud Threat Modeling Analyst
Citigroup Inc. Fort Lauderdale FL, 33301Overview of the Organization: Citi, the leading global bank, has approximately 200 million customer accounts and does business i...
Posted 2 weeks ago -
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Experienced Paralegal/Legal Assistant
Todd A. Zuckerbrod, P.A. Boca Raton, FL Palm Beach County, FLSolo practitioner seeking a paralegal legal secretary with litigation experience. Probate experience is a plus. Qualified ca
Posted 2 days ago -
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Principal Investigator, Anti-Fraud Investigations - All Finra Locations
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427The Principal Investigator, Specialist Teams, conducts high complexity routine and special investigations of FINRA member firms; ...
Posted 2 days ago -
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Director, Model Risk Oversight - All Finra Locations
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427The Director responsible for performing in depth reviews of models (e.g., financial and non-financial model oversight (NFMO)) wit...
Posted 2 days ago -
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Program Manager, Member Supervision - All Finra Locations
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427The Program Manager will be responsible for developing and implementing strategies to optimize and improve business processes and...
Posted 2 days ago
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