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Associate Principal Investigator, Enforcement
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427FINRA's Department of Enforcement (Enforcement) is tasked with investigating potential FINRA Rules and securities law violations ...
Posted 4 days ago -
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Principal Analyst, Risk Monitoring - Any Finra Location
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitorin...
Posted 4 days ago -
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Associate Principal Risk Monitoring Analyst - Any Finra Location
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitorin...
Posted 1 week ago -
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Principal Investigator, Anti-Fraud Investigations - All Finra Locations
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427The Principal Investigator, Specialist Teams, conducts high complexity routine and special investigations of FINRA member firms; ...
Posted 2 days ago -
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Director, Model Risk Oversight - All Finra Locations
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427The Director responsible for performing in depth reviews of models (e.g., financial and non-financial model oversight (NFMO)) wit...
Posted 2 days ago -
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Program Manager, Member Supervision - All Finra Locations
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427The Program Manager will be responsible for developing and implementing strategies to optimize and improve business processes and...
Posted 2 days ago -
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Senior Director, Data & Technology Initiatives
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427The Senior Director, Data & Technology Initiatives ("Senior Director"), reports to Enforcement's Vice President, Data & Analytics...
Posted 7 days ago -
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Lead Data Steward, Enforcement
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427The Lead Data Steward in the Enforcement Department is responsible for utilizing relevant data expertise and drives coordination ...
Posted 1 week ago -
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Case Specialist, Dispute Resolution
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427This position performs a variety of duties, including applying analytical skills to research, review, analyze, and process legal ...
Posted 1 week ago -
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HR Senior Specialist, HR Technology
Financial Industry Regulatory Authority, Inc. Boca Raton FL, 33427The HR Senior Specialist, HR Technology will be responsible for leading and managing the overall coordination, configuration, and...
Posted 1 week ago
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